Important News/Notices of Stock Options
Date: 2016-10-03 17:16

Restrictions to Taiwan Investors on Stock Options trading

Dear Valued Customers,

With reference to the regulation of the Securities and Futures Bureau, Financial Supervisory Commission (“FSC”) of Taiwan, Taiwan investors can only trade stock option classes which have been approved by the FSC to be included in the list of “Foreign Contracts for which Futures Commission Merchants have Trading Authorization"(“List”). Therefore, with effect from 4 October, we will not accept Taiwan Inverstors to trade those stock option classes which are not in the List.

You may refer to HKEX website for the latest stock option classes which have been included in the List: http://www.hkex.com.hk/eng/prod/drprod/so/classlist_so.htm

The following type of clients will be classified as Taiwan Investor:

- Corporate client which incorporated in Taiwan or
- Individual/ Joint clients whose nationality is Taiwan

Should you have any enquiries about the aforesaid, please feel free to call our Customer Service Hotline at (852) 3583 3388 (Hong Kong) or (86) 755 8266 3232 (Mainland).

For and on behalf of
Haitong International Securities Company Limited

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